Charles Russell Speechlys
Compliance Assistant FTC
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
Compliance Assistant FTC
The Firm’s General Counsel’s Office is based in London and is responsible for dealing with all customer due diligence (CDD) and conflicts queries for the Firm (including foreign offices). There are currently 30+ team members (including this role) plus a Compliance Partner who is the Money Laundering Reporting Officer (MLRO).
This role working hours will be 10:30-18:30.
Roles and Responsibilities
- Manage the Client Due Diligence (CDD) mailbox by responding to queries, flagging emails for the NBI Managers, and filing emails.
- Identifying urgent requests and helping the team to prioritize them.
- Carrying out World Check searches on the names of clients and related parties.
- Carrying out sanctions checks.
- Filing CDD records into electronic in-trays for internal use.
- Running conflict searches and sending results to Fee Earners.
- Reviewing risk assessment forms submitted by fee earners.
- Conducting electronic verification (EV) checks on individual new clients.
- Ad hoc support for the Analysts, NBI Managers, and Head of NBI.
- Assisting with other administrative tasks as and when they arise.
- Comply with all relevant legal and regulatory obligations including the Solicitors Regulation Authority (SRA) Standards and Regulations, and Principles.
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
Skills and Experience
- Previous administrative experience is preferable.
- Strong IT skills including Excel, Word, and Outlook.
Get help with your application
Your very own career expert that helps elevate your application to the next level.
Person Specification
- Demonstrate a positive outlook and hard-working ethic.
- The ability to learn quickly and listen to instructions carefully.
Competencies
- Working together
- Integrity and respect
- Inclusive
- Personal impact and growth
- Driving high standards
- Commercial mindset
- Client-centric
- Responsible Business
Hybrid Working
We adopt a hybrid and flexible working approach, dependent on the requirements of the role and subject to manager approval.
For a detailed specification please download the job description in the documents section of this page.
Clicking 'apply' will direct you to the application tracking system, hosted for us by Reach-ATS.com.
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Skills
Location