Broadgate
Compliance Assurance Manager
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
Compliance Assurance Manager
The Opportunity
To join a growing and well-established regulated organisation is seeking an experienced Compliance Assurance Manager.
This is an excellent opportunity for an experienced compliance professional to play a key role in strengthening governance, risk management and regulatory oversight within a dynamic and evolving business.
Some Key Responsibilities
- Lead the delivery of the Compliance Assurance programme across the business.
- Develop and maintain a comprehensive compliance and assurance framework.
- Conduct thematic and risk-based compliance reviews.
- Provide independent challenge to business areas and senior stakeholders.
- Monitor the implementation of remediation actions and assess their effectiveness.
- Review and challenge risk assessments, controls and governance arrangements.
- Support ongoing monitoring of regulatory compliance and emerging risks.
- Provide guidance on regulatory requirements and best practice.
- Support internal and external assurance activities where required.
- Manage and develop members of the compliance team.
- Promote a positive compliance and risk culture throughout the organisation.
- Deliver compliance training and awareness initiatives.
- Contribute to regulatory change projects and business improvement initiatives.
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
Experience
Get help with your application
Your very own career expert that helps elevate your application to the next level.
- Significant experience within a Compliance, Risk or Internal Audit function in a regulated environment.
- Experience operating within a Second Line of Defence model.
- Previous people management experience.
- Strong understanding of governance, risk management and internal controls.
- Sound knowledge of UK financial services regulation and regulatory expectations.
- Experience engaging with senior stakeholders and providing constructive challenge.
- Excellent communication and relationship-building abilities.
- Relevant professional qualifications or equivalent industry experience.
- A proactive approach with the ability to prioritise competing demands in a fast-paced environment.
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Skills
Location