Austin Andrew
Compliance Consultant - Buy-Side
London
Posted about 18 hours ago
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Our client is a boutique (but with a global footprint) compliance consultancy focused on the investment management sector.
Key Responsibilities
- Working with senior consultants and supporting them in their roles as the primary compliance resource for a number of retained client relationships
- Attending client meetings, both on-site and by video conference, in conjunction with senior consultants
- Assisting with setting up compliance infrastructure for clients
- Assisting with compliance projects, monitoring reviews, and drafting compliance monitoring reports
- Managing certain FCA application processes on behalf of clients, for example in relation to Approved Persons applications
- Assisting with preparation and delivery of compliance training
- Understanding and updating clients on regulatory change and how it impacts their business
- Providing strategic compliance advice, anticipating the regulatory compliance needs of our clients
- Building and developing client relationships
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Key Skills / Experience
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- 1 - 2 years’ experience gained within a compliance, specialist or management consultancy, asset manager (including hedge funds, private equity, real estate and other alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. is preferable
- An understanding of the UK regulatory landscape and the FCA Handbook
- Excellent customer service ethos
- Degree educated or similar
- Excellent verbal and written communication skills
- Ability to multi-task
- Must hold the right to work in the UK
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Skills
Compliance
Regulatory Change
Client Relationships
Customer Service
Communication
Multi-tasking
FCA Handbook
Investment Management
Compliance Training
Monitoring Reviews
Compliance Projects
Strategic Advice
Application Processes
Degree Educated
Location