Falcon Investment Management
Compliance Intern
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Introduction: We are a leading Alternative Investment Fund Manager (AIFM) based in Mayfair, London looking for an inquisitive Compliance Intern to join our growing Compliance Team. You will be reporting to the Head of Compliance/MLRO and will be working within a small dynamic and collegiate team. This will be a broad, multi-faceted and fast-paced role.
Job Purpose & Summary: The primary purpose of the internship is to provide a structured learning opportunity for students or recent graduates to develop skills and gain professional exposure in the hedge fund industry, while the company benefits from fresh perspectives and productive support on compliance-related projects.
Learning Opportunities for Compliance Intern:
- To assist in Know-Your-Customer (KYC) ie Client Due Diligence (CDD) or Enhanced Due Diligence (EDD) during client onboarding and to assist in Ongoing Monitoring on existing clients;
- To assist with the investigation and resolution of queries/requests from clients, exchanges or brokers, fund administrator, regulators and other areas of the business as and when required;
- To assist in the administration of internal and external compliance policies and procedures;
- To assist in ongoing and ad-hoc monitoring tasks including monitoring of effectiveness of business controls and monitoring of client transactions across a wide range of asset types;
- To support on compliance-related projects/initiatives as and when required; and
- To support other departments and/or on company-wide business projects as and when required.
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Qualification and Experience:
- Pursuing a STEM Bachelor’s Degree (STEM Bachelor’s Degree preferred but not mandatory);
- Possess basic understanding of financial services, compliance principles, risk management and regulatory frameworks (preferred but not mandatory).
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Desired Skills and Attributes:
- Communication – Proficient in both written and spoken English for professional communication with multiple stakeholders including clients, regulatory bodies and/or service providers etc;
- Time Management – Able to work quickly to manage multiple tasks to meet tight deadlines;
- Driven & Inquisitive – Able to work through challenges with an investigative mindset and strong desire to resolve problems; and
- Proactive Learner – Receptive to new ideas, information and knowledge to improve processes.
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