MERJE
Compliance Manager (Fin Proms) - Trading
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MERJE are partnering with a leading global financial services firm to recruit a Compliance Advisory Manager for its UK Compliance team - very focussed on Financial Promotions/Marketing Compliance.
🧭 The Role
You’ll provide independent oversight, advisory support and constructive challenge across financial promotions and wider business activity.
You’ll work closely with marketing, product and commercial teams — helping them deliver compliant, customer-focused communications at pace, without losing sight of regulatory expectations.
This is a role for someone who enjoys being close to the business and influencing outcomes, rather than operating purely as a gatekeeper.
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🔍 Key Responsibilities
- Review and approve financial promotions in line with FCA requirements (Consumer Duty, COBS, FSMA)
- Provide clear, pragmatic compliance advice across campaigns, digital content and client communications
- Partner with stakeholders on new products, product changes and strategic initiatives
- Balance regulatory requirements with commercial objectives and risk appetite
- Support improvements to financial promotions governance, controls and processes
✅ About You
- 5–8 years’ compliance experience in a dedicated financial promotions role
- Experience within trading, brokerage or investment platform would be preferred
- Detailed knowledge of UK regulatory requirements (FCA, Consumer Duty, COBS)
- Experience working in fast-paced, commercially driven environments
- Confident communicator with the ability to challenge and influence stakeholders
- Commercially aware, pragmatic, and solutions-focused
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💡 Why Apply?
- Join a globally recognised, FTSE 250 organisation with significant growth ambitions
- Work in a highly collaborative, forward-thinking compliance function
- Opportunity to shape and influence financial promotions strategy and standards
- Hybrid working with a central London base
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