Qh4 Consulting
Compliance Technology Transformation Lead
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Compliance Technology Transformation Lead
Director, Compliance Technology Transformation | Investment Management
A global asset manager is hiring a senior transformation lead to own its Investment Compliance Technology platform, built on Charles River, with deep use of the CRD Compliance Engine and Compliance module.
This is a genuinely senior, high-visibility role sitting between compliance, trading, and front-office technology. The centrepiece is leading the full migration of Charles River from on-prem to SaaS, on a platform that is mission-critical to both regulatory obligations and live trading.
What You’ll Own
- Strategy, roadmap, and delivery for the whole Investment Compliance Technology programme
- The end-to-end SaaS migration, with a focus on the Compliance Engine and Compliance module:
- Design
- Rule migration
- Testing
- Cutover execution
- Alignment with Compliance, Trading Technology, Product, and Architecture leads to ensure compliance rule logic translates correctly through the migration
- Managing a high-performing team, blending internal delivery, vendor partnerships, and the CRD vendor relationship, including investment case development
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What You’ll Need
- A strong track record leading Investment Compliance Technology delivery on Charles River, with hands-on knowledge of the Compliance Engine and Compliance module—general CRD exposure won’t suffice
- Experience of large-scale transformation in regulated organisations at Director-level (or equivalent)
- A solid grounding in investment management technology, with a working understanding of portfolio management and investment workflows
- Experience migrating CRD to SaaS or running compliance on CRD SaaS is a major advantage
- Seniority to hold your own with stakeholders across Compliance, Trading, and Technology
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