Sipla Securities Pvt Ltd.
FINANCIAL ADVISOR / SECURITIES BROKER
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
Position Overview
We are seeking a motivated and client-focused Financial Advisor / Securities Broker to join our team. In this role, you will be responsible for building and maintaining strong client relationships, developing tailored investment strategies, and guiding clients through complex financial decisions. The ideal candidate is passionate about the markets, possesses excellent communication skills, and is driven to grow their book of business.
Key Responsibilities
- Build and nurture long-term relationships with new and existing clients.
- Conduct comprehensive financial needs assessments to understand client goals and risk tolerance.
- Develop and implement personalized investment plans, including recommending suitable securities, mutual funds, ETFs, and other financial products.
- Monitor client portfolios regularly and provide timely updates and adjustments based on market conditions and client needs.
- Generate new business through networking, referrals, and prospecting activities.
- Stay current on market trends, economic factors, and regulatory changes.
- Ensure all activities are conducted in compliance with FINRA regulations and company policies.
- Educate clients on various investment products and strategies.
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
Qualifications
Required Qualifications
- Bachelor's degree in Finance, Economics, Business, or a related field preferred.
- Current FINRA Series 7 and Series 63/65 or 66 licenses required.
- Proven experience in financial services, wealth management, or a related client-facing role.
- Strong understanding of investment products, financial planning principles, and market dynamics.
- Excellent interpersonal, communication (written and verbal), and presentation skills.
- Demonstrated ability to build rapport and trust with clients.
- Self-motivated, results-oriented, and able to work independently as well as part of a team.
Get help with your application
Your very own career expert that helps elevate your application to the next level.
What We Offer
- Competitive compensation package (salary + commission/bonus potential).
- Comprehensive benefits package (health, dental, vision, 401k).
- Ongoing training and professional development opportunities.
- Access to robust technology platforms and research tools.
- Supportive team environment focused on growth and success.
Apply For This Position
NEWSLETTER
Subscribe to our Newsletter
Quick Contact
Quick Links
- About Us
- TMS 20 Login
- Login to Portal
- Open an Account
- Downloads
- Terms and Condition
- Privacy Policy
USEFUL LINKS
- Securities Borad
- Nepal Stock Exchange
- CDS and Clearing Limited
- CDSC Mero Share
- United Nations Security Council Consolidated List
- Targeted Sanction List
GET IN TOUCH
Gyaneshwor, Kathmandu
01-4543182
01-4543183
© COPYRIGHT SIPLA SECURITIES PVT. LTD. 2026. ALL RIGHTS RESERVED.
Powered by Infinity Digital Agency
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Skills