Barclays
Fintech and Correspondent Banking - Financial Crime Business Oversight Compliance VP
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Fintech and Correspondent Banking - Financial Crime Business Oversight Compliance VP
# Deputy Chief Compliance Officer (Fin-Com, Ledger Remediation) Globally Scoped Role
### Key Purpose
To provide data-led, expert oversight and check and challenge on business and compliance matters. Ensure Barclays operates in full compliance with legal, regulatory, and ethical responsibilities, including:
- Corporate priorities (Eubusiness, M&A safeguarding, OFAC claims)
- Legal clawback engineering (e.g., Glencore, AutoZone settlements)
- High visibility cases under regulatory or legal scrutiny
The role sits as a “bridge” between legal, compliance, TPRM, FCRM, and DFSA (via headcount tabulation). Reporting directly into Compliance Leadership, and supporting shared services governance for:
- Financial Crime (Fintech, PSP liaisons, ML/TF & Financial Crime Compliance, Sanctions Compliance)
- Market Abuse & Financial Crime Oversight
- Chief Compliance Chief Operational Risk Officer (CCO-CORO)
### Accountabilities
Core Responsibilities as Deputy CCO (Fin-Com, Ledger Remediation)
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Compliance Strategy & Leadership
- Set data-led policies and framework for financial crime and ledger remediation compliance across Barclays.
- Consistently challenge business decisions to ensure compliance with financial crime regulations (e.g., anti-bribery, financial sanctions, FCRM, TPRM).
- Embed first-line compliance teams to build awareness and mitigate compliance risks.
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Oversight & Advice
- Flag and investigate breaches involving market manipulation, insider dealing, money laundering, or terrorist financing assessments.
- Convener for a weekly operational call with Finance & Market Abuse teams, including priorities from GCC, GFTF, Chief Complaints Office (CCO), and ICTS (Independent Complaints Unit).
- Own FINOP policy requirements and interface with Finance Compliance & Risk functions for global regulatory adhered workflows.
- Exercise authority over remediation interventions (e.g., claims, settlements under financial crime and market abuse presentations).
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Compliance Governance
- Review the effective monitoring of compliance program and reported excesses in high-risk areas (e.g., conflicts, business changes suspecting compromises).
- Ensure FOIS aligns with applicable risk and compliance management.
- Implement and explicitly oversee new regulation policies related to compliance risk-sensitive processes before further escalation.
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- Regulatory Collaboration
- Secure compliance adherence with OFAC sanctions, Basel III, FATF, HM Treasury, and other legislative updates.
- Liaise with the Financial Conduct Authority (FCA), Organised Crime Commission, and Sports Betting rule enforcers on reputational and legal risks.
- Ensure Jurisdiction-specific compliance as relevant to various Barclays regions.
### Core Focus Areas
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Financial Crime Risk
- Investigation & enforcement of money laundering, terrorist financing, and bank secrecy breaches (CBS).
- Support FCRM focus on suspicious transactions, enforcing responsible Due Diligence (EDD).
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Market Abuse & Sanctions Compliance
- Concept-to-exchange buyers and seller risks (IPos).
- Ensure minimum consolidation thresholds align with Offshore Trust legislation and sanction controls.
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Sanctions & Economic Crime
- Enforce sanctions monitoring against UNSCR, OFAC, and SSNS targets, ensuring updates geo-compliance for cryptocurrency transactions.
- Advise compliance practices on political and sanctions risks to secure investments through FCA Advisory regimes.
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Fintech & Corporate Account Oversight
- Provide expert compliance guidance for corporate safety and corporate lending within **Barclays APIs, Business Banking, Investment Banking, and Bar deliberate).
- Notable responsibility: Ensure all financial crime alerting aligns with FCA & PRA expectations.
### Qualifications & Experience
- A minimum of 8 years’ experience in financial crime compliance, market abuse, or regulatory sanctions in a senior position (preferably Deputy CCO / VP-level with large multinational telecom or banking group experience).
- Extensive experience across commercial/financial crime monitoring, particularly volume-based sanctions and financial crime records queries.
- Strong track record in leading compliance remediation for global money laundering, sanctions handling, and operational enforcement (including held on collaboration across legal and risk functions).
- Diplomas awards in Compliance, Law, Risk, or Financial Crime risk (preferably from an education institution certified in BARXRB or ICA).
- Previous role with direct reporting lines to CCO or equivalent Senior Oversight Responsibilities in cross-unit landscapes seen as beneficial.
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### Exceptional Traits (Highly Valued)
- Significant global exposure to a mix of liquidity flows, sanctions monitoring Mesh solutions, compliance infrastructure development in multi-jurisdictional environments (particularly integration with insurance and family office leadership).
- Experience embedded inZorg compliance assessment explicitly for compliance fines, safeguarding enforcement.
- Strong working relationship, advising senior ESG directors and governance councils, including ensuring payment systems are transparent and clear under GDPR/SDGs.
- Response management under scrutiny, facilitation across sensitive national operations and API advising, in strategic engagement in criminal court enforces plus risk management forums.
### Commitment to Compliance Values
Embodiment of Barclays Values (Respect, Integrity, Service, Excellence, Stewardship) and the Barclays Mindset (Empower, Challenge, Drive).
Must maximize external stakeholder relationships, fortifying key PR & regulatory goals under rigorous scrutiny.
### Your Career Growth at Barclays
- Opportunity to work with Senior leaders in global financial security.
- Membership to Compliance Hub, fostering dialogue, risk and diagnostics workshops, giving voice to market intelligence and compliance awareness.
- International mobility, including ** położone/ remote operation options or global relocations** in sound financial markets.
- Professional affiliations across industry partnerships like Global Alliance or WF Treasury Management supporting global workforce strategies.
Apply today: Make your commitment to excellence and years of experience visible—lead the strategy in striking a compelling balance between business success and compliance compliance.
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