Major, Lindsey & Africa
Head of Financial Services Regulatory
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Head of Financial Services Regulatory
About the Role
Leading role within a global technology company, overseeing a small yet global regulatory legal team.
Key Responsibilities
- Trading Venues & Reporting:
- UK Multi-lateral Trading Facility (MTF) + EU equivalents (Netherlands)
- UK/EU ARM/APA (Alternative Trading System, Approved Publication Arrangement)
- US Swaps Execution Facility (SEC/CFTC-compliant)
- Benchmarks (UK/EU BMR) – established business under regulatory oversight
- Asia-Pacific Markets: Singapore Recognised Market Operator
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Cross-Border Licensing & Compliance:
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Indonesia, Malaysia, Canada, India, Philippines
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Regulatory Focus Areas:
- EU Digital Operational Resilience Act (DORA) – critical third-party supplier oversight
- ESG ratings regulation (EU: active; UK: passed but not yet operational; India: regulatory framework in development)
Requirements & Qualifications
We seek a qualified lawyer with:
- Direct experience in:
- private practice or in-house financial services regulatory roles
- Deep technical expertise in:
- Trading venues (MTF, OTF, SEF)
- Transaction reporting (MiFIR, EMIR, Dodd-Frank)
- Benchmarks (UK/EU BMR)
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- Leadership & Team Management: Must have led or managed a regulatory legal team across multiple geographies
- Stakeholder Engagement: Comfortable advising at C-suite level and liaising directly with regulators
- Fluent Translation: Ability to distil complex regulatory analysis into clear, actionable commercial advice
Contract Details
- Tenure: 9-12 months (contract role)
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