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Marsden

Interim Senior Regulatory Counsel - Fintech

London
Posted 13 days ago
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Interim Senior Regulatory Counsel - Fintech

Immediate opportunity for an experienced Financial Services Lawyer with a background in regulatory and investments to join a high-growth fintech on an initial contract basis starting ASAP. 3-6 months with potential to extend/go permanent. Day rate, inside IR35, hybrid working (2/3 split).

Reporting to the Head of Legal you will take a lead role as a dedicated support for the roll out of new wealth management products and services, advising on complex regulatory matters and liaising extensively with regulators. This will include: owning the legal workstream for the investments proposition responding to queries from the FCA on the VoP negotiating agreements with strategic partners and suppliers such as fund managers, tech vendors and other intermediaries drafting client facing documentation, investment T&Cs, disclosures ensuring compliance and regulatory requirements are met advising the business on product governance and other regulatory matters preparing reports for the Board and ExCo

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£35,000/yr

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Your economics background and your summer at a regional bank line up with what PwC looks for on the consulting scheme. Applications close in four weeks.

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You’ve got the grades and the economics background, and your bank internship is exactly the experience this scheme looks for. Apply soon — deadlines close within the month.

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You will be an experienced FS Regulatory lawyer ideally with experienced gained in-house within a similar fast-paced fintech environment. Depth of technical knowledge and understanding coupled with the ability to manage a varied workload is key.

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For more information: Amanda Chard Head of Interim Legal Search Marsden amanda.chard@marsdengroup.com

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Skills

Regulatory Compliance
Financial Services
Legal Advice
Product Governance
Negotiation
Documentation
Investment Management
FCA Liaison
Contract Management
Risk Assessment
Wealth Management
Stakeholder Engagement
Board Reporting
Regulatory Matters
In-House Experience
Fast-Paced Environment

Location

London, England, United Kingdom

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