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Internal Audit, Operations- Business Audit Director/AVP
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Internal Audit, Operations- Business Audit Director/AVP
Internal Audit, Operations – Business Audit Director/AVP
Location: Glasgow Reference: JR037569
About the Role
We are seeking an experienced Business Audit Director, focusing on providing independent assurance over Global Operations within the first line of defence for the Institutional Securities Group (ISG). The role will centre on evaluating risks and controls across trading activities and the end-to-end trade lifecycle.
The Internal Audit Division (IAD) strengthens the Firm’s risk management by offering an unbiased perspective, helping to identify key risks and vulnerabilities. Within this role, you’ll:
- Inspect controls in all industry functions: front, middle, and back offices.
- Generate actionable insights to inform risk management and governance processes.
- Help drive continual improvements across Morgan Stanley’s risk management ecosystem.
Morgan Stanley has been a global leader in financial services since 1935, serving clients and communities in over 40 countries.
What You’ll Do
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- Prioritise areas of focus: Identify and assess risk exposure within the relevant coverage area.
- Lead assurance activities: Execute audits, continuous monitoring, and closure verification, assessing control environments and formulating views on risk.
- Communicate effectively: Facilitate stakeholder discussions on risks, impacts, and controls—ensuring clarity, timeliness, and structured messaging.
- Manage deliverables: Oversee multiple projects in alignment with team priorities while ensuring high-quality deliverables, adhering to audit methodology and performance standards.
- Plan and execute: Lead walkthrough sessions, document thorough narratives, and develop structured audit test plans.
- Develop talent & expertise: Provide mentorship, solicit feedback, and participate in formal and ongoing training to grow your own and others’ capabilities.
What You’ll Bring
Preferred Qualifications & Experience:
- Industry expertise: Deep knowledge of banking, securities, investment products, and markets, with preference for:
- Equity, fixed income, foreign currency, and commodities
- Audit/risk experience: Strong background in internal audit or risk functions.
- Audit mastery: Expertise in:
- Audit principles and frameworks
- Risk assessments, planning, testing, reporting, and continuous monitoring
- Analytical skills: Ability to synthesise insights from multiple data sources.
- Communication excellence: Customising messaging to fit diverse stakeholders’ perspectives.
- Technical agility: Hands-on experience with:
- AI and data analytics tools
- Proven certifications (CIA, CFA, or CPA) a plus.
- Ethical mindset: Commitment to inclusive behaviours and strong governance principles.
Get help with your application
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Experience Level: Relevant experience typically 4-6 years in internal audit, risk, or related financial control roles.
“We must provide proof of ‘Right to Work’ in the UK. Unfortunately, we are unable to offer sponsorship for this role.
For further details or to apply, explore our careers webpage.”**
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