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Internal Auditor, Institutional Securities (AVP equivalent)
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Internal Auditor, Institutional Securities (AVP equivalent)
Morgan Stanley
Internal Auditor, Institutional Securities, Director (AVP equivalent)
Location: Glasgow
About the Role
We're seeking someone to join our team as a Director in the Investment Banking and Capital Markets Audit Team, located in Glasgow.
The Internal Audit Division (IAD) ensures vulnerabilities are addressed by delivering independent, informed perspectives on priority risks to the Firm. This is achieved through:
- Performing independence assurance activities
- Assessing Morgan Stanley’s system of internal control (including risk management, governance, and processes)
- Supporting continuous improvement within the risk management framework
This Director position falls within the Business Audit family, overseeing the inspection of controls across front, middle, and back offices.
About Morgan Stanley
Since 1935, Morgan Stanley has been a global leader in financial services, evolving to better serve clients and communities across over 40 countries.
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The Glasgow office, established in 2000, supports Operations, Technology, Finance, Corporate, and Institutional Securities divisions, renowned for its excellence in process, client service, and leadership. The team has earned numerous industry recognition awards, fueling Glasgow’s reputation as a hub for financial services and fintech innovation.
Responsibilities
- Risk Prioritisation: Help identify and assess risk and impact across relevant coverage areas to set priorities
- Assurance Leadership: Execute and lead audits, continuous monitoring, and closure verification to rigorously assess risk and control environments
- Stakeholder Engagement: Facilitate clear, structured discussions with stakeholders on risks—how they are managed and their impact
- Project Management: Balance multiple deliverables aligned with team priorities
- Development & Training: Offer and receive feedback, engaging in formal and on-the-job training to advance skillsets
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Requirements
- Experience: 4-7 years of relevant experience
- Specialisation: Deep understanding of Investment Banking and Global Capital Markets, including key regulations
- Audit Expertise: Strong grasp of audit principles—risk assessments, planning, testing, reporting, and continuous monitoring—including methodology, tools, and processes
- Data Analysis & Communication:
- Skill in analysing multiple data sources to inform strategic viewpoints
- Ability to ask insightful questions, consider diverse perspectives, and tailor messaging accordingly
- Commitment to Inclusion: A commitment to inclusive behaviours in professional conduct
Additional Notes
Unfortunately, visa sponsorship is not available for this position. Applicants must demonstrate proof of Right to Work in the UK.
For more information and to apply, visit Morgan Stanley’s careers page via the "Apply" button.
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