QNB Group
QNB3729 - AVP, Regulatory Compliance
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QNB3729 - AVP, Regulatory Compliance
About QNB
Established in 1964 as the country’s first Qatari-owned commercial bank, QNB Group has steadily grown to become the largest bank in the Middle East and Africa (MEA) region.
QNB Group’s presence through its subsidiaries and associate companies extends to more than 31 countries across three continents providing a comprehensive range of advanced products and services. The total number of employees is more than 28,000 serving up to 20 million customers operating through 1,000 locations, with an ATM network of 4,300 machines.
QNB has maintained its position as one of the highest rated regional banks from leading credit rating agencies including Standard & Poor’s (A), Moody’s (Aa3) and Fitch (A+). The Bank has also been the recipient of many awards from leading international specialised financial publications.
Based on the Group’s consistent strong financial performance and its expanding international presence, QNB currently ranks as the most valuable bank brand in the Middle East and Africa, according to Brand Finance Magazine.
QNB Group has an active community support program and sponsors various social, educational and sporting events.
Job Summary
We are seeking experienced professional for the Assistant Vice President – Regulatory Compliance role that will lead the Regulatory Advisory and Compliance Monitoring functions within QNB-UK. This role plays a critical part in ensuring regulatory compliance, delivering risk-based monitoring activities, and maintaining strong relationships with regulators and internal stakeholders.
The successful candidate will act as a key deputy to the SVP Compliance and will contribute to governance forums, regulatory engagement, and strategic compliance initiatives.
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Main Responsibilities
Leadership & Governance
Deputize for the SVP Compliance as required, including participation in ExCo, Risk Committee, and Credit Committee Serve as Deputy Chair of the Compliance Committee Lead or support non-BAU activities, including investigations and special projects
Regulatory Advisory
Lead the Regulatory Advisory function (excluding Financial Crime and Data Privacy) Provide SME regulatory guidance to the branch, with strong knowledge of BoE/PRA frameworks Oversee and maintain the Regulatory Advice Tracker, ensuring timely actions, closure, and meaningful MI reporting Own and oversee the Horizon Scanning process, ensuring regulatory developments are identified, assessed, and communicated Ensure timely regulatory reporting, including oversight of LLRC processes Prepare and present regulatory updates and MI to Committees Collaborate with Financial Crime to ensure robust risk register controls and RCSA processes Lead responses to regulator, audit, and Group requests Contribute to and deliver Compliance training programs
Compliance Monitoring Program (CMP)
Own and deliver a risk-based Compliance Monitoring Program Develop and maintain the Risk Universe underpinning the CMP Coordinate with Financial Crime and Internal Audit to ensure holistic coverage and avoidance of duplication Engage senior stakeholders (including ExCo) on CMP planning Ensure bi-annual refresh and Committee approval of CMP and Risk Universe Deliver CMP reviews and ensure timely escalation of issues Own the CMP action tracking process, including reporting and root cause analysis Oversee quality assurance (QA) of monitoring activities, ensuring continuous improvement and training Maintain CMP methodologies, templates, and documentation
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Internal Control Testing
Oversee the Internal Control Plan (ICP) through the Compliance Manager Ensure effective testing, reporting, and escalation of control weaknesses Liaise with Group functions to support ICP delivery Provide guidance, challenge, and escalation support to the Compliance Manager
People Management & Stakeholder Engagement
Manage Compliance Managers across Regulatory Advisory, CMP, and Internal Controls Set and monitor SMART objectives and development plans Build strong relationships with Senior Management, Group functions, and regulators Act as an ambassador for QNB values and Compliance function integrity Influence and challenge stakeholders effectively while maintaining strong credibility
Education And Experience Requirements
Bachelor's degree in Finance, Management or other similar programs, with relevant professional certification (e.g., ICA, CISI, CII) Minimum 10 years’ experience in Financial Services Compliance, including leadership of advisory and monitoring functions Strong knowledge of retail and corporate banking products and regulatory frameworks in the UK Proven experience engaging with regulators and supervisory authorities Demonstrated ability to lead, influence, and manage senior stakeholders Strong decision-making skills, balancing risk management and commercial objectives
Note: you will be required to attach the following:
Resume/CV
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