RBC Brewin Dolphin
RBC Brewin Dolphin – Governance Oversight Analytics Manager
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RBC Brewin Dolphin – Governance Oversight Analytics Manager
Governance Oversight Analytics Manager (Wealth Advice and Governance, London Office)
What is the Opportunity?
Join the Wealth Advice and Governance department as a Governance Oversight Analytics Manager on a permanent basis in our London office.
You will enhance first-line compliance monitoring across Wealth Management Europe with a focus on:
- Proactive risk analysis
- Desk-based monitoring
- Control assessments of RBC Brewin Dolphin’s Front Office client advice and trading activities
- Utilisation of key control metrics and business MI to identify risks and recommend proportionate remediation (training, process, or control improvements)
Office requirement: 4 days per week in London.
What Will You Do?
- Driving cultural change: Support the Governance & Wealth Councils and champion a data-aware culture across the business.
- Analytical leadership:
- Own delivery of function reporting, contributing to regular MI on operational activity, findings, trends, and regulatory issues.
- Identify dashboard improvements, enhancing PowerBI and team reports to adapt to evolving needs.
- Maintain data integrity in line with policies and procedures.
- Monitoring & exception handling:
- Conduct individual reviews/drill-down monitoring, escalating findings or breaches as necessary.
- Perform trend analysis using business dashboards to spotlight themes/issues for deeper investigation.
- Framework development:
- Test and refine control frameworks, policies, and procedures.
- Collaborate with managers to develop new monitoring reports and support monthly control reviews.
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What Do You Need to Succeed?
Must-Have:
✔ Front Office experience in wealth management or banking. ✔ Ability to interpret regulations and recommend proportionate processes/controls. ✔ Advanced Excel skills, experience with Management Information (MI) reporting tools. ✔ Proficiency in PowerBI or a similar data visualisation tool. ✔ Capacity to integrate AI to boost efficiency/productivity. ✔ Strong analytical, problem-solving, and detail-oriented mindset. ✔ Exceptional written/verbal communication skills.
Nice-to-Have:
- Risk/Compliance certification (e.g., CERT, FRM, CISI).
- Industry qualifications, such as:
- Level 4 Diploma in Investment Advice
- Financial Planning credentials
- Compliance or Risk certifications
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What’s in It for You?
We empower our teams to grow together, fostering:
- Progressive thinking to solve complex challenges.
- Meaningful impact—both for client success and community empowerment.
- A supportive culture rooted in respect, diversity, and inclusive collaboration.
Compensation & Benefits: 🤝 Total Rewards Package (cash bonuses, flexible benefits, competitive salary). 📊 Coaching & development from engaged leadership. 🌍 Work with industry leaders at RBC Brewin Dolphin. 🏢 World-class training in financial services. 🤲 Supportive, forward-thinking team with shared goals.
Agency Notice
RBC Group does not accept agency résumés. Direct applications only.
#RBCBD
Job Attributes 📍 Location: London, UK ⏰ Hours: 35/week (4 days in office) 🔄 Employment: Full-time, permanent, salaried 🗓ेत Application Deadline: 16 July 2026, 11:59 PM
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