Royal Bank of Canada
RBC Brewin Dolphin – Governance Oversight Analytics Manager
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
RBC Brewin Dolphin – Governance Oversight Analytics Manager
What is this opportunity?
You will be joining the Wealth Advice and Governance department as a Governance Oversight Analytics Manager, based in our London office on a permanent basis.
You’ll strengthen first-line compliance monitoring across Wealth Management Europe, focusing on:
- Proactive risk analysis
- Desk-based monitoring
- Control assessments of RBC Brewin Dolphin’s Front Office client advice and trading activities
You will utilise key control metrics and business MI to:
- Identify risk
- Recommend proportionate remediation, including:
- Training requirements
- Process and control improvements
This role requires 4 days per week in the office in London.
What will you do?
- Support the activities of the Wealth Advice and Governance department
- Champion the embedding of data awareness culture throughout the business
- Take ownership of the delivery of the reporting for the function, contributing to regular reports and MI on:
- Operational activity
- Findings
- Trends
- Any regulatory issues
- Identify improvements and enhancements to existing PowerBI Dashboards and team dashboards, including:
- Adapting and developing them to meet changing requirements
- Assist in:
- The maintenance and enhancement of data in line with policies and procedures as required
- Complete:
- Individual reviews
- Deep dive monitoring tasks as allocated
- Identifying findings, breaches or issues and escalating these as appropriate
- Perform trend analysis to:
- Identify themes or issues to be investigated further using:
- Business dashboards
- Data
- Identify themes or issues to be investigated further using:
- Test and refine:
- Control frameworks
- Policies and procedures
- Work closely with managers to:
- Develop new monitoring reports
- Support monitoring activities on a monthly basis
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
What do you need to succeed?
Must-have
- Demonstrable experience supporting Front Office activities within:
- Wealth management
- Banking
- Ability to:
- Interpret regulation
- Recommend suitable, proportionate processes and controls
- Advanced Excel skills
- Experience with:
- Management Information reporting tools
- Experience with:
- PowerBI
- Similar data visualisation tools
- Ability to:
- Integrate AI into the function to add efficiency and productivity
- Excellent:
- Analytical and problem-solving skills
- Strong:
- Written and oral communication skills
- Excellent attention to detail
Nice-to-have
- Risk or Compliance certification
- Relevant industry qualifications such as:
- Level 4 Diploma in Investment Advice
- Financial Planning
- Compliance
- Risk
What is in it for you?
- A comprehensive Total Rewards Programme including:
- Bonuses
- Flexible benefits
- Competitive compensation
- Leaders who support your development through:
- Coaching
- Managing opportunities
- Opportunities to work with the best in the field
- Ability to:
- Make a difference
- Have a lasting impact
- Work in a:
- Dynamic
- Collaborative
- Progressive
- High-performing team
- A world-class training programme in financial services
- RBC’s commitment to:
- Progressive thinking
- Personal growth
- Mutual success
- Client-focused outcomes
- Community prosperity
Get help with your application
Your very own career expert that helps elevate your application to the next level.
Agency Notice
RBC Group does not accept agency resumés. Please do not forward resumé's to our employees nor to any other company location.
RBC Group only pays fees to agencies where they have entered into a prior agreement to do so. In any event, RBC Group does not pay fees related to unsolicited resumé submissions.
Additional Job Details
Address: 100 Bishopsgate, London City: London Country: United Kingdom Work hours/week: 35 Employment type: Full time Platform: WEALTH MANAGEMENT Job type: Regular Pay type: Salaried Posted date: 2026-07-02 Application deadline: 2026-07-16 (Applications accepted until 11:59 PM on 2026-07-15)
Note: Applications will be accepted until 11:59 PM on the day prior to the deadline (2026-07-15).
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Skills