Trade Republic
Regulatory Compliance Manager (Berlin/London/Paris)
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THE BEST WORK OF YOUR CAREER
Trade Republic is the largest savings platform in Europe - we operate in 18 countries, serving +10 million customers who trusted us with over 150B in assets. But we’re striving for more.
We have a bold mission to empower everyone to build wealth with easy, safe, and free access to financial systems. You will have the opportunity to grow your career by collaborating with a team of outstanding talents and state of the art technology to build a lasting, positive future for millions.
WHAT YOU’LL BE DOING
- Definition of technical specifications related to various investment compliance requirements, ongoing review and optimization of the relevant business processes
- Advising the business in the areas of MiFID II/MiFIR, MAD/MAR, MiCAR, PSD II, SRD II, EMIR etc. to ensure adherence to the relevant regulatory requirements
- Monitoring of the development of the relevant regulatory and legal norms, regulatory horizon scanning across the EU member states
- Communication with internal and external stakeholders in all arising questions regarding investment compliance
- Preparation of reports for management and for supervisory authorities, processing of inquiries of the EU supervisory authorities
- Close collaborative cooperation with other departments, in particular Risk, Legal, Finance and People
- Continuous training in various compliance topics
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WHAT WE'RE LOOKING FOR
- Successfully completed studies in economics, law or business law or comparable studies
- Ideally, several years of professional experience in the area of investment compliance in auditing or consulting firms, in-depth knowledge of the relevant regulatory and legal requirements, and/or
- Several years of professional experience in the banking or financial services industry
- Knowledge of MiFID II/MiFIR, WpHG, MaComp, MaRisk, MaDepot, MiCAR etc. as well as of other prominent EU regulatory frameworks
- English fluency is a must, German and other EU languages are an advantage
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WHY YOU SHOULD APPLY NOW
Our culture rewards ownership, excellence, and high energy. We care deeply about outcomes and hold each other accountable - we’re here to win and fix one of the largest challenges Europeans face - closing the pension gap and democratising wealth. If this gets you fired up, reach out!
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