Quilter
Regulatory Oversight Manager - 35 hours p/w with car allowance
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Regulatory Oversight Manager - 35 hours p/w with car allowance
Regulatory Oversight Manager – Quilter Financial Planning
About the Business
Quilter plc is a leading wealth management business, empowering brighter financial futures for every generation. Managing £141.2 billion in customer investments (as of December 2025), Quilter provides a comprehensive offering spanning:
- Financial advice
- Investment platforms
- Multi-asset investment solutions
- Discretionary fund management
The business operates in two primary segments:
-
Affluent
- Quilter Financial Planning
- Quilter Investment Platform
- Quilter Investors
-
High Net Worth
- Quilter Cheviot (discretionary fund management)
- Quilter Cheviot Financial Planning (highly personalised service for private clients, charities, trustees, and professional partners)
Quilter Cheviot operates in the UK, Ireland, and Channel Islands.
At heart, Quilter is embarked on continuous transformation, modernising and enhancing its customer-centric approach. This role is ideal for ambitious professionals who thrive on innovation, challenge, and evolving their impact—whether for customers, colleagues, or wider communities.
About the Role
Level: 4 Location: Remote (with frequent travel in the South region, including South East/Kent or South West), plus a car allowance Department: Supervision & Oversight Contract: Permanent
This Regulatory Oversight Manager position offers an exceptional opportunity to work with AR (appointed representative) firm principals as part of Quilter’s Supervision and Oversight Team. The role is pivotal in supporting firms to maintain compliance, mitigate risk, and embody Treating Customers Fairly (TCF) principles.
Key Responsibilities:
- Supervision & Compliance: Provide in-depth oversight to 40+ AR firms/firms, ensuring adherence to cultural & regulatory standards.
- Relationship Management: Build strong, collaborative ties with firm principals, addressing operational, customer, and reputational risks.
- Risk Mitigation: Identify and escalate concerns before they escalate, ensuring risks are aligned with network appetite.
- Assessment & Review:
- Conduct tailored firm visits, tailor reports, and offer remedial guidance after completing risk assessments.
- Develop action plans for overlooked or high-risk areas with agreed timelines.
- Supervisory Activity: Implement proactive monitoring, including regular on-site visits and digital oversight.
- Reporting & Escalation: submits clear insights to the Supervisions & Oursight Manager and manages issues to resolution.
- Development: Continuous engagement in training and upskilling opportunities.
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The position is agile; you will independently schedule supervisory trips, balancing fieldwork (~2 days/week) with remote work.
About You
Quilter seeks a committed compliance and compliance expert with an empathetic yet analytical approach.
Experience & Skills:
- Proven expertise in compliance monitoring, field supervision, or regulatory oversight (e.g., supervised AR or Multi-Agent firms).
- Comfortable building trust-based relationships and engaging via dialogue to shift behaviours/processes.
- Sharp rational judgement paired with a curious nature.
- Experience with networked or IFA models/investment regulation.
- Qualifications:
- QCF Level 4 Compliance & Risk qualification is essential.
- Chartered or CII-qualified experience is an asset.
Core Traits:
- Strong communication and ability to ask challenging questions.
- Analytical mind adept at cutting through noise to derive actionable insights.
- Collaborative mindset for driving systemic change, while respecting individual firm capabilities.
- Resilience and adaptability in a fast-changing environment.
Company Values & Inclusion
Quilter’s culture is rooted in:
- Doing the right thing: Unwavering integrity.
- Being curious: Leading problem-solving with innovation and experimentation.
- Embracing challenge: Rising to transformative opportunities and growth agendas.
- Strengthening together: Democratising ideas through collective intelligence.
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Quilter is committed to inclusion and equality, celebrating diversity in personal backgrounds, beliefs, and experiences. As part of this, we welcome applicants needing reasonable adjustments during recruitment and actively develop an environment where everyone thrives.
Benefit Package:
Core Starter Perks
- Holiday: 26 days leave, plus bank holidays (+182 hours).
- Pension Scheme: Non-contributory base, boostable via personal contributions.
- Private Medical Insurance: Single cover standard (upgradable).
- Life Assurance & Income Protection:
- 4x salary life cover.
- 75% salary income protection after 26 weeks (excludes state benefits).
- Healthcare Cash Plan (for Jersey employees).
Flexible Benefits:
Additional perks are available via salary reduction schemes, customisable to employee preferences.
Why Join Us?
Quilter’s mission is meaningful. We dont just manage portfolios; we facilitate financial security across generations. With industry-leading expertise, an unwavering commitment to customers, and a culture of bold experimentation, we inspire actual impact—both professionally and societally.
Flexible working: Quilter aims to nurture a sustainable work-life balance, understanding diverse needs. If applicable, we’re happy to discuss hybrid/flexible stipulations with you prior to joining.
Contact our talent team to start the conversation—equity, flexibility, growth—and exactly what makes Quilter a leader today and tomorrow.
[Company text on supporting applicants with accessibility needs omitted per your Rules but retained as formally stated—awaiting wider inclusion details.]
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