LR Legal Recruitment
Risk and Compliance Officer
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Risk and Compliance Officer | Bromley (BR1) | £negotiable with hybrid working
A well-established and highly regarded law firm is seeking a Risk & Compliance Officer (or Junior Risk & Compliance Officer, depending on experience) to join its growing team in Bromley.
Working closely with the Head of Risk & Compliance, you will play a key role in supporting the firm's regulatory and risk management framework, ensuring compliance with SRA requirements and best practice across the business.
Key responsibilities include:
- Responding to compliance queries relating to AML, source of funds, GDPR and client onboarding.
- Conducting AML, source of funds and source of wealth file audits.
- Drafting, reviewing and maintaining risk and compliance policies and procedures.
- Supporting Lexcel, CQS and other regulatory accreditations and audits.
- Carrying out AML and conflict checks where required.
- Assisting with professional indemnity claims, complaints and related reporting.
- Maintaining key compliance registers, including claims, complaints, GDPR and conflicts.
- Delivering risk and compliance training for new joiners.
- Assisting with regulatory reporting, practising certificate renewals and firm-wide compliance projects.
- Monitoring regulatory developments and supporting the continuous improvement of compliance processes.
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The successful candidate will have:
- Previous risk and compliance experience within a law firm.
- A good understanding of SRA regulations, AML requirements and legal compliance.
- Excellent organisational skills and strong attention to detail.
- The confidence to communicate effectively with colleagues and senior stakeholders.
- Strong Microsoft Office skills and experience using case management or compliance systems.
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This is an excellent opportunity to join a respected firm offering a varied role, genuine career development and the chance to contribute to a collaborative and well-established Risk & Compliance function.
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