The Role

Are you an experienced compliance leader looking for an opportunity to influence regulatory standards across a growing financial services organisation? Do you thrive in a role where you can combine strategic thinking with hands-on leadership while helping shape a strong compliance culture?

This is an excellent opportunity to join a highly respected financial services business as a Senior Compliance Manager, supporting the Head of Compliance & MLRO in leading the Compliance function across multiple UK entities. You'll play a pivotal role in ensuring regulatory excellence, developing high-performing teams, and driving compliance best practice throughout the business.

If you're passionate about FCA regulation, Consumer Duty, and leading compliance teams in a fast-paced environment, this is your chance to make a real impact while developing your career within a supportive and forward-thinking organisation.

Key Responsibilities

• Support the Head of Compliance & MLRO in maintaining the Compliance Framework across all UK entities.
• Deputise for the Head of Compliance when required.
• Lead, coach, and develop the Compliance team, ensuring high standards of performance.
• Manage and deliver the annual Compliance Monitoring Plan.
• Oversee second-line compliance monitoring activities across the business.
• Conduct thematic reviews and targeted compliance assessments.
• Ensure compliance with FCA regulations, Consumer Duty, and internal policies.
• Oversee intermediary oversight activities, including retailer and broker audits.
• Review compliance reports, monitor remediation plans, and ensure consistent standards.
• Support regulatory change projects and the implementation of new regulatory requirements.
• Prepare reporting for senior leadership, governance committees, and Board meetings.
• Build strong relationships with stakeholders across Risk, Legal, Sales, Operations, and Internal Audit.
• Promote a positive compliance culture throughout the organisation.