Rodeo
ResourcesPartnersSign in

Broadgate

Senior Compliance Manager

Kirkwall
Posted 1 day ago
Sign up to applySee more jobs like this

How your CV stacks up

1Upload CV
2Analyse CV
3Improve CV

Upload your CV to see how well it fits this job role

?%

Senior Compliance Manager (SMF Designate)

UK Remote/ London Hybrid

A high-impact Compliance leadership opportunity within a fast-growing, technology-led financial services business operating across insurance and fintech. Reporting to the Chief Risk Officer, you will lead the UK Compliance function, act as the firm's primary FCA contact, and be put forward for approval under the Senior Managers & Certification Regime (SMCR).
This role offers broad exposure across regulatory compliance, financial crime, governance, consumer duty, and risk management, with significant influence on business growth, product development, and regulatory strategy.

Key Responsibilities

  • Lead the UK Compliance function and assume SMF responsibilities following FCA approval.
  • Act as the primary liaison with the FCA, managing regulatory engagement, submissions, and notifications.
  • Maintain and enhance Compliance and Financial Crime frameworks, ensuring they remain effective and scalable.
  • Oversee compliance monitoring, risk assessments, controls testing, incident management, and regulatory reporting.
  • Lead Consumer Duty and AML/CTF programmes, including governance, monitoring, and reporting obligations.
  • Support new product launches, partnerships, and market expansion initiatives from a regulatory perspective.
  • Provide reporting and insight to senior leadership and the Board on compliance, conduct risk, financial crime, and regulatory developments.

Reasons to use Rodeo

I’m in my final year doing Economics and I don’t know whether to apply for grad schemes now or do a masters first. What do you think?

Honest answer — it depends on where you want to end up. A lot of top grad schemes (Big 4, civil service, banking) don’t need a masters. Let’s look at the ones you’d be competitive for now, and we can decide if a masters actually adds anything.

Also worth knowing: most autumn 2026 applications are open now. Timing matters more than you think.

Start with a chat, not a search bar

Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.

P

Graduate Consultant — 2026 Scheme

PwC·London, UK
£35,000/yr

Why you're a good match

Strong

Your economics background and your summer at a regional bank line up with what PwC looks for on the consulting scheme. Applications close in four weeks.

See breakdown
Save jobNot relevant
View details

It searches the market for you

Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.

Why you're a good match

You’ve got the grades and the economics background, and your bank internship is exactly the experience this scheme looks for. Apply soon — deadlines close within the month.

See breakdown
Strong

Experience fit

Your summer at the bank plus your econometrics coursework map directly to the day-one responsibilities on this scheme — client modelling, market briefings, and deal support.

See breakdown
Strong

Only hits

No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.

Requirements

  • 8+ years' experience in Compliance, Financial Crime, Risk, or Legal roles within insurance, insurtech, fintech, banking, payments, or other regulated financial services environments.
  • Experience operating at, or ready to step into, an FCA-approved Senior Manager Function role.
  • Strong knowledge of FCA regulations, Consumer Duty, SMCR, AML/CTF requirements, and wider UK regulatory frameworks.
  • Proven ability to build pragmatic compliance frameworks within high-growth or technology-led businesses.
  • Strong stakeholder management skills with experience engaging regulators, senior leadership, and Boards.

Get help with your application

Your very own career expert that helps elevate your application to the next level.

Get help applying for this job

This is an excellent opportunity to take ownership of a critical function within an innovative, scaling organisation and play a key role in shaping its regulatory and compliance strategy.

Trusted by 25,000+ job seekers

“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”

Jessica, London

Get help applying for this job

Skills

Compliance
Financial Crime
Risk Management
Regulatory Engagement
Stakeholder Management
Governance
Consumer Duty
AML
CTF
Regulatory Reporting
Controls Testing
Incident Management
Risk Assessments
Product Development
Regulatory Strategy
FCA Regulations

Location

Kirkwall, Scotland, United Kingdom

Sign up to applySee more jobs like this