BNY
Senior Vice President, OPS Regulatory Oversight Management (CASS)
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Senior Vice President, Client Asset Safety
At BNY Mellon, our culture empowers employees to grow, excel, and drive change. As a leading global financial services company at the forefront of the world’s investible assets, we harness AI and cutting-edge technology to collaborate with clients, innovate solutions, and reshape industries. We’re where ambition meets progress—join us in shaping the future of finance.
We invite applications for a Senior Vice President, Client Asset Safety opportunity.
This role is based in Manchester or London and will provide impactful contributions to our Wealth Services Platform team.
In This Role You’ll:
- Provide oversight of operational effectiveness for BNY Pershing’s systems and controls ensuring compliance with:
- Financial Conduct Authority’s (FCA) Client Asset Rules (CASS)
- Central Bank of Ireland’s (CBI) Client Asset Rules
- Jersey Financial Services Commission’s (JFSC) Client Asset Rules
- Execute the Client Asset Oversight Quality Assurance Plan, ensuring adherence to regulatory requirements and obligations
- Prepare and submit Board-level and Executive Committee reports for Senior Management and the Head of Client Asset Oversight
- Serve as the CASS Subject Matter Expert (SME) for business initiatives, advising on client asset safety and participating in Project Steering or Working Groups
- Identify and implement controls and risk-mitigating practices, improving operational efficiency and mitigating risks for BNY Pershing, clients, and the market
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Requirements
Your experience should include:
- A Bachelor's degree and senior-level expertise (4+ years) in client asset oversight or compliance
- Proven experience applying client asset rules operationally, including:
- Assessing compliance breaches
- Conducting materiality assessments
- Managing regulatory reporting as needed
- Skill in regulatory submissions (including Cash Mortgage Appropriation Return (CMAR)/Minimum Cash Application Return (MCAR)) and adherence to deadlines
- Proven ability to lead teams, either in operations or Client Asset Oversight
If you don’t meet every criterion but are passionate about this role, we encourage you to apply—exceptional talent excels wherever it is needed.
About BNY Mellon
At BNY Mellon, we drive industry transformation with innovation, integrity, and scale. We’re proud to be recognised as a top destination for global financial professionals, with recent accolades including:
- Fortune"s 2025 “America’s Most Innovative Companies”
- Fortune"s 2025 World’s Most Admired Companies
- “Most Just Companies”, Just Capital & CNBC, 2025
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Benefits and Rewards
Join a workplace where performance is rewarded and growth is supported. We offer:
- Competitive compensation and benefits inspired by excellence
- Flexible global resources designed for professional and personal agility
- Holistic wellbeing programs:
- Access to health, resilience, and financial wellness support
- Generous paid leave (including volunteer time off)
- Strong workplace culture where individual needs are valued and empowered
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. We celebrate diversity in racial and ethnic backgrounds, gender, individuals with disabilities, and military veterans.
For more insights, explore: 🔗 BNY Newsroom 🔗 BNY on LinkedIn
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