Trainee Financial Advisor

Financial Adviser Opportunity

We are working on an excellent opportunity for a Financial Planner or Trainee to join a growing financial planning firm as desk-based Financial Adviser.

Delivering excellent financial planning, advice, and service to clients.

The ideal candidate will:

• Hold CAS – or be working towards
• Level 4 diploma qualified
• Experience as a paraplanner if not CAS
• Desire to be a successful Financial Planner

Your role will include but will not be limited to:

• Look after a client base that will be on offer to you.
• Generate new client enquiries and generate advice income from these
• Convert the client leads
• Undertake sales and marketing activity in line with local/regional/national plans
• Work to achieve or exceed annual new business revenue target
• Provide expert independent advice to designated clients
• Maintenance of 'fit and proper’ status through continuous professional development, suitable development opportunities, and maintenance of SPS
• Evidence and maintain knowledge of company policies, processes, and guidance
• Ensure that client advice and reports are compliant with company processes and regulatory requirements
• Use standard template documentation approved by the company
• Ensure technical knowledge and general industry knowledge is always maintained
• Delivery of a positive client service experience to ensure appropriate client outcomes, client journey, and client communication
• Speed of response/turnaround time in accordance with service standards set out in procedures and clients kept appropriately appraised
• Develop and maintain good working relationships with external professional connections (ensuring appropriate agreements in place) to develop additional business opportunities
• Use objectives to focus on key business areas
• Highlight personal training needs to ensure a consistent level of service is offered to the business